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Compliance Function in Financial Institutions

Compliance Function in Financial Institutions

Kristine Soghoyan
Kristine Soghoyan
Compliance, Quality Management and Methodology Expert
duration • 3 days / 7․5 hours
October.
13 15 16
Yerevan
18:00 - 20:30
Armenian
Certificate
Coffee Break
Shadow
Within the course
The Compliance Function: Its Place and Role in the Internal Control System
Specific Features of the Compliance Function in Financial Institutions
Objectives of the Compliance Function and Ways to Achieve Them
The Compliance Officer and Their Key Responsibilities
Structure of the Compliance Management System
Secrets to Building an Effective Compliance Management System
Compliance Risks and Methods for Managing Them
Compliance Control Mechanisms
Key Challenges in Managing the Compliance System
Tools for Strengthening the Compliance System
Compliance Culture: Key Features of Its Establishment and Maintenance
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Target group
Heads of units responsible for the compliance function
Auditors, accountants, and legal advisors
Risk managers
Financial monitoring and AML/CFT officers
Corporate governance and integrity officers
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